Compliance Manager

Job Description

<p><strong><u>Compliance Manager &amp; MLRO</u></strong></p><p><strong>Venture Search Dubai, United Arab Emirates (On-site)</strong></p><p><br></p><p><br></p><p><br></p><p>Venture Search is currently working with a brokerage in the DIFC. This is a stand-alone role that will work closely with the CEO and have the opportunity to grow with the UAE business.</p><p><br></p><p>The key responsibilities of the Compliance Manager &amp; MLRO include, but are not limited to:</p><p><br></p><p><br></p><ul><li>Ensure that the company complies with the requirements of all applicable anti-money laundering legislation and internal Group standards</li><li>Develop, improve and manage the company’s policies related to AML in line with the latest regulations in the industry</li><li>Maintain, update and implement a Business Risk Assessment in line with the activities carried out by the company</li><li>Implement Group policies and procedures into the company’s policies</li><li>Carry out periodical risk assessments and advise the company on necessary actions</li><li>Investigate and analyze suspicious activity reporting from the transaction monitoring processes, make recommendations of required, and report to the regulatory where required.</li><li>Liaise with 3rd parties and regulators when and as needed</li></ul><p><br></p><p><strong>Qualifications:</strong></p><ul><li>Working experience within a brokerage is a MUST</li><li>To have been or currently is authorized by the DFSA/FSRA</li><li>Excellent oral and written skills and ability to communicate with a variety of both internal and external stakeholders</li><li>Previously worked in a regulated firm in the DIFC/ADGM</li><li>Analytical skills</li></ul>